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JC

Jonathan J. Chaliwit

CRD#: 5251873
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Jonathan Joseph Chaliwit

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Joseph Chaliwit, who also goes by Jonathan Chaliwit, was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 2008. Jonathan had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jonathan Chaliwit

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 20, 2019 - August 9, 2022

THE ROCKWELL FINANCIAL GROUP, INC.

BD
CRD#: 26153
New York, NY
Past

May 19, 2016 - December 5, 2017

THE ROCKWELL FINANCIAL GROUP, INC.

BD
CRD#: 26153
HICKSVILLE, NY
Past

November 4, 2015 - April 27, 2016

CALDWELL INTERNATIONAL SECURITIES

BD
CRD#: 104323
NASSAU,
Past

August 20, 2013 - October 14, 2014

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

July 23, 2008 - February 5, 2013

REID & RUDIGER LLC

BD
CRD#: 47263
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/11/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TR
THE ROCKWELL FINANCIAL GROUP, INC.
MULLINS & COMPANY, INC. | THE ROCKWELL FINANCIAL GROUP, INC.

CRD#: 26153 / SEC#: , 8-42399

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
240 W. Old Country Road . Suite 3, Hicksville, NY 11801
Mailing Address
240 W. Old Country Road . Suite 3, Hicksville, NY 11801
Phone number
(516) 499-9453
Established
New Jersey since 01/05/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ROCKWELL CAPITAL CORP.PARENT COMPANY
DUNN, HUGH DANIEL JRVICE PRESIDENT, CHIEF COMPLIANCE OFFICER2219252
HALKITIS, MICHAEL JOHNPESIDENT, FINOP. SROP, CROP2246940

Disclosures


Regulatory Event2
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE ROCKWELL FINANCIAL GROUP, INC.

CRD#: 26153

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