Geraldine B. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geraldine Beasley Jones, who also goes by Carrie Beasley, Geraldine Carol Beasley, Carrie Beasley Jones, was a registered financial professional .
Geraldine is a previously registered financial professional and started their career in finance in 2006. Geraldine had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2014 - March 25, 2020
LIFE PLANNING PARTNERS, INC.
November 26, 2008 - February 4, 2014
LBA WEALTH MANAGEMENT, LLC
January 2, 2006 - October 24, 2008
ST JOHNS WEALTH MANAGEMENT
Primary Firm SEC Registration
LIFE PLANNING PARTNERS, INC.
CRD#: 129338 / SEC#: 801-107568
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
LIFE PLANNING PARTNERS, INC.
CRD#: 129338 / SEC#: 801-107568
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 599 |
| AUM (Assets Under Management) | $ 311,965,766 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
