William Heller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Heller was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2006. William had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2010 - December 7, 2015
SSN ADVISORY, INC.
February 16, 2010 - December 7, 2015
SECURITIES SERVICE NETWORK, LLC
August 13, 2008 - February 17, 2010
CETERA WEALTH SERVICES, LLC
December 13, 2006 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
November 20, 2006 - December 20, 2006
BROOKSTREET SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
