David R. Uhlmann
SYNERGOS ADVISORY
Seattle, WA 98109
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CRD#: 5251090
Professional summary
David R Uhlmann, CFP® is a registered financial advisor currently at SYNERGOS ADVISORY located in Seattle, Washington.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
With over $40 million under advisement, Synergos partners with clients who prefer to manage their own finances, but who want to feel confident they are on the right track. Synergos provides the planning, guidance and education they need so they can make informed decisions.As for me, I enjoy working with people, numbers and technology. Being a financial planner allows me the pleasure of working with all three. As a financial planner over the past 15 years, I have leveraged my diverse experiences with my background in finance to help a number of entrepreneurs, business owners, executives, and technologists achieve the quality of life they aspired to.
Allow me to do the same for you. Schedule a complimentary consultation.
Question & Answer
What are your service offerings?
Retirement Planning
Tax Planning
Socially Responsible Investing
Comprehensive Financial Planni...
Investment Planning
Employee and Employer Plan Ben...
Small Business Planning
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
Corporate Executives
Entrepreneurs
Fixed Fee (Subscription, Retai...
Investment Advice with Ongoing...
Investment Advice without Ongo...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-Other business: Praxeos Systems LLC -Non-investment related -Address: 508 Yale Ave N PMB 363, Seattle, WA 98109 -Nature of business: Development of software tools and workflow automation solutions for financial advisors - Managing member - 6/1/2025 - 20 hours per month outside of Synergos Advisory's business hours. None during trading hours. - Duties: Oversee the design and development of financial technology tools used by advisors. No investment advisory services are provided, and no clients of Synergos Advisory LLC are solicited, referred, or involved in this business.
CRS (Client Relationship Summary) - RIA
Click below to view David R Uhlmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
July 24, 2019 - Present
SYNERGOS ADVISORY
Office #1: 1700 Westlake Ave N Suite 200, Seattle, WA 98109RIA
CRD#: 304021
Seattle, WA
Past
April 21, 2011 - March 18, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
HILO, HI
Past
April 21, 2011 - March 18, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
HILO, HI
Past
January 20, 2007 - April 25, 2011
EDWARD JONES
RIA
CRD#: 250
HILO, HI
Past
January 4, 2007 - April 25, 2011
EDWARD JONES
BD
CRD#: 250
HILO, HI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/19/2023)
IAR
Washington(7/24/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SYNERGOS ADVISORY
GENPLAN4.XYZ | SYNERGOS ADVISORY LLC | SYNERGOS ADVISORY | SYNERGE ADVISORY LLC
CRD#: 304021 / SEC#:
Texas
Registered Investment Advisory firm - (7/19/2023 Conditional Restricted)Washington
Registered Investment Advisory firm - (7/24/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1700 Westlake Ave N Suite 200, Seattle, WA 98109
Mailing Address
508 Yale Ave N Pmb 363, Seattle, WA 98109-5532
Phone number
(206) 800-8056
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 3,261,524 |
Red Flags
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