David R Uhlmann
CFP®Professional Summary
David R Uhlmann, CFP® is a registered financial advisor currently at SYNERGOS ADVISORY located in Seattle, Washington. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Retirement Planning
- Tax Planning
- Financial Planning
- Investment Management
- Business Services
- Cashflow & Budgeting
Specializations
Biography
With over $40 million under advisement, Synergos partners with clients who prefer to manage their own finances, but who want to feel confident they are on the right track. Synergos provides the planning, guidance and education they need so they can make informed decisions.As for me, I enjoy working with people, numbers and technology. Being a financial planner allows me the pleasure of working with all three. As a financial planner over the past 15...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
GENPLAN4.XYZ | SYNERGOS ADVISORY LLC | SYNERGOS ADVISORY | SYNERGE ADVISORY LLC
Contact Information
Main Address
1700 Westlake Ave N Suite 200, Seattle, WA 98109Mailing Address
508 Yale Ave N Pmb 363, Seattle, WA 98109-5532Phone Number
(206) 800-8056# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
19AUM (Assets Under Management)
$3,942,219Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(7/19/2023)
(7/24/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view David R Uhlmann's CRS (Customer Relationship Summary).
Services Offered by David
- Retirement Planning
- Tax Planning
- Financial Planning
- Investment Management
- Business Services
- Cashflow & Budgeting
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