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Brent A. Mccay
MCCAY WEALTH ADVISORY LLC
Manchester, TN 37355
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CRD#: 5251087
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Professional summary
Brent Alan Mccay, who also goes by Brent Mccay, is a registered financial advisor currently at MCCAY WEALTH ADVISORY LLC located in Manchester, Tennessee.
Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brent has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brent Mccay
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FARMING RENTAL PROPERTY; INVESTMENT-RELATED; ROCK ISLAND, TN; START 05/2007; 25% OWNERSHIP; 2 HOURS A MONTH; 0 DURING SECURITIES TRADING HOURS; SPEND 2 HRS A MONTH DOING FARM MAINTENANCE. -
TWO COMMERCIAL RENTAL PROPERTIES; INVESTMENT RELATED; MANCHESTER, TN; 100% OWNERSHIP; START DATES = 03/2010 AND 08/2011; 5 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS.
RENTAL PROPERTY; INV RELATED; MCMINNVILLE, TN; 100% OWNERSHIP; START: 04/01/2015, HOURS: 1 PER MONTH - 0 DURING TRADING, DUTIES: LANDLORD
NOTARY PUBLIC, NOT INV RELATED, MANCHESTER, TN. START: 12/10/15, 1 HOUR/MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Brent Alan Mccay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2017 - Present
MCCAY WEALTH ADVISORY LLC
Office #1: 624 N Woodland Street, Manchester, TN 37355RIA
CRD#: 286503
Manchester, TN
Past
October 13, 2011 - March 16, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MANCHESTER, TN
Past
October 13, 2011 - March 16, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
MANCHESTER, TN
Past
March 13, 2007 - October 17, 2011
EDWARD JONES
RIA
CRD#: 250
MANCHESTER, TN
Past
January 4, 2007 - October 17, 2011
EDWARD JONES
BD
CRD#: 250
MANCHESTER, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MCCAY WEALTH ADVISORY LLC
MCCAY WEALTH ADVISORY LLC
CRD#: 286503 / SEC#: 801-114039
RIA
Registered Investment Advisory firm - (9/24/2018 Approved)Louisiana
Registered Investment Advisory firm - (9/25/2018 Terminated)Missouri
Registered Investment Advisory firm - (9/25/2018 Terminated)Tennessee
Registered Investment Advisory firm - (9/26/2018 Terminated)Texas
Registered Investment Advisory firm - (9/25/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(5/15/2017)
IAR
Missouri(5/9/2017)
IAR
Tennessee(3/20/2017)
IAR
Texas(4/26/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MW
MCCAY WEALTH ADVISORY LLC
MCCAY WEALTH ADVISORY LLC
CRD#: 286503 / SEC#: 801-114039
RIA
Registered Investment Advisory firm - (9/24/2018 Approved)Louisiana
Registered Investment Advisory firm - (9/25/2018 Terminated)Missouri
Registered Investment Advisory firm - (9/25/2018 Terminated)Tennessee
Registered Investment Advisory firm - (9/26/2018 Terminated)Texas
Registered Investment Advisory firm - (9/25/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
624 N Woodland Street, Manchester, TN 37355
Mailing Address
Phone number
(931) 728-2130
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,356 |
| AUM (Assets Under Management) | $ 384,634,902 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
