Margaret H. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Hwang Smith, CFP®, who also goes by Margaret Yann-hwa Hwang, Margaret Hwang, Margaret Hwang Smith, Margaret Yann-hwa Hwang Smith, Margaret Smith, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 2019. Margaret had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
August 5, 2019 - August 7, 2025
PROSPERITY LIFTOFF LLC
State Registrations and Notice Filings
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Current Firm
PROSPERITY LIFTOFF LLC
CRD#: 304541 / SEC#:
Contact information
Red Flags
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