Bradley E. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Edson Jones was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2007. Bradley had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2017 - December 18, 2017
BANTAM INC.
January 10, 2014 - May 20, 2015
PNC WEALTH MANAGEMENT LLC
January 10, 2014 - May 20, 2015
PNC WEALTH MANAGEMENT LLC
August 4, 2010 - November 16, 2012
COURY INVESTMENT ADVISORS, INC.
July 14, 2010 - November 8, 2012
FSC SECURITIES CORPORATION
August 17, 2007 - May 28, 2010
SELECT FINANCIAL GROUP, LLC
June 18, 2007 - May 26, 2010
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANTAM INC.
CRD#: 288075 / SEC#: 801-118447
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 26,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
