SO
Scott C. Olson
SPC
GEORGETOWN, TX 78628
Some features on this profile are disabled
CRD#: 5250918
SO
Professional summary
Scott Craig Olson, AIF® is a registered financial advisor currently at SPC located in Georgetown, Texas and SIGMA FINANCIAL CORPORATION located in Georgetown, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Scott has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA - GTX Wealth LLC, Georgetown, TX. Sole member LLC offering financial services through Sigma Financial Corporation and SPC. Start date: 10/1/21, approx. I60 hrs/mo. INV REL: Y 2. SELL VARIOUS LINES OF INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. 3. ORGANIZATION MEMBER: VFW (VETERANS OF FOREIGN WARS), GEORGETOWN, TX 4. General member of Sertoma Club of Georgetown 5. General member of Georgetown Chamber of Commerce 6. River Rock Bible Church, Georgetown, TX - Elder Board. One of 5 members helping cast vision for church and with operational concerns. Start date: 8/31/22 for 3 year term. Approx. 8 hrs/mo with less than 10% during mkt hrs. Not investment related. 7. Participate in the Advisors Excel Medicare Partnership Program - this is a partnership program used to to offer clients solutions to meet their Medicare Supplement or Medicare Advantage needs. Start date: 11/17/23, approx. 1 hr/mo.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Craig Olson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 6, 2011 - Present
SPC
Office #1: 3613 Williams Drive Ste 405, Georgetown, TX 78628RIA
CRD#: 110692
GEORGETOWN, TX
Current
January 6, 2011 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 3613 Williams Dr. Ste. 405, Georgetown, TX 78628BD
CRD#: 14303
Georgetown, TX
Past
January 26, 2007 - January 6, 2011
EDWARD JONES
RIA
CRD#: 250
GEORGETOWN, TX
Past
January 4, 2007 - January 6, 2011
EDWARD JONES
BD
CRD#: 250
GEORGETOWN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(8/8/2023)
RR
Texas(1/6/2011)
IAR
Texas(1/6/2011)
RR
Washington(1/2/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
