Christopher W. Munger
Professional summary
Christopher William Munger is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Kirkland, Washington.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher William Munger's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2017 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 10230 Ne Points Drive Suite 550, Kirkland, WA 98033July 19, 2017 - November 23, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
December 16, 2010 - May 22, 2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
January 11, 2007 - October 30, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2025)
(7/19/2017)
(4/9/2025)
(4/9/2025)
(7/27/2017)
(4/24/2025)
(7/27/2017)
Exams
Series 99TO
Date: 5/20/2025
Operations Professional ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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