Benjamin W. Macmanus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin William Macmanus, who also goes by Ben Macmanus, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2007. Benjamin had worked at 4 firms and has passed the Series 63, Series 66, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2012 - May 17, 2012
TRINITY SECURITIES, INC.
October 4, 2011 - February 15, 2012
DBA THE DELTA COMPANY
August 4, 2008 - March 17, 2009
GRAND FINANCIAL, INC.
January 30, 2007 - October 3, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
January 10, 2007 - October 3, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRINITY SECURITIES, INC.
CRD#: 44857 / SEC#: , 8-50858
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| YORK, JOHN VERNON | PRESIDENT/CEO/CCO | |
| ROOMSBURG, ROBERT STANLEY | EXECUTIVE VICE PRESIDENT | 1347467 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
