Barton J. Housman
Professional summary
Barton J Housman, who also goes by Bart Housman, Barton J Housman Mr., is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Mercer Island, Washington and FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.
Barton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Barton has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barton J Housman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2012 - Present
FIRST TRUST ADVISORS LP
January 9, 2012 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187July 19, 2011 - January 6, 2012
INVESCO ADVISERS, INC.
June 1, 2010 - January 6, 2012
INVESCO DISTRIBUTORS, INC.
April 24, 2007 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
Primary Firm SEC Registration
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2017)
(1/10/2018)
(1/9/2012)
(1/9/2012)
(1/9/2012)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,033 |
| AUM (Assets Under Management) | $ 256,328,000,000 |
Red Flags
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