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CM

Christian B. Merritt

Some features on this profile are disabled
CRD#: 5249933
CM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christian Blake Merritt was a registered financial professional .

Christian is a previously registered financial professional and started their career in finance in 2011. Christian had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 5, 2011 - July 9, 2015

GOVERNMENT CAPITAL SECURITIES CORPORATION

BD
CRD#: 46850
SOUTHLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/12/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/9/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/4/2011
General Securities Representative Examination

Current Firm

GC
GOVERNMENT CAPITAL SECURITIES CORPORATION
GOVERMENT CAPITAL SECURITIES CORP | GOVERNMENT CAPITAL SECURITIES CORPORATION

CRD#: 46850 / SEC#: , 8-51555

BD
Terminated by SEC on 10/30/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 01/25/1999
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SHIREY, STEWART CONIBEAROWNER
TEMPLE, TIMOTHY GLENNOWNER1463478
CARSON, D'ANNE BOWDENCHIEF COMPLIANCE OFFICER1537421
CHRISTENSEN, THEODORE ANTHONYPRESIDENT1352462

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOVERNMENT CAPITAL SECURITIES CORPORATION

CRD#: 46850

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