Nancy D. Hayden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Diana Hayden, who also goes by Diana Hayden, Nancy D Hayden, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 2007. Nancy had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2013 - June 11, 2014
FTP SECURITIES LLC
April 14, 2009 - April 19, 2013
CREDIT SUISSE SECURITIES (USA) LLC
April 14, 2009 - April 19, 2013
CREDIT SUISSE SECURITIES (USA) LLC
April 25, 2007 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2007 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
FTP SECURITIES LLC
CRD#: 129356 / SEC#: , 8-66218
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
