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ES

Elizabeth M. Sciacca

SECURITIZE MARKETS
New York, NY 10001
Some features on this profile are disabled
CRD#: 5249693
ES

Professional summary


Elizabeth M Sciacca, who also goes by Elizabeth Marie Sciacca, Elizabeth Sciacca, is a registered financial professional currently at SECURITIZE MARKETS, LLC located in New York, New York.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2008. Elizabeth has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Elizabeth Marie Sciacca | Elizabeth Sciacca

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Elizabeth M Sciacca's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 21, 2021 - Present

SECURITIZE MARKETS, LLC

Office #1: 368 9th Avenue, New York, NY 10001
BD
CRD#: 283256
New York, NY
Past

February 1, 2019 - June 21, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
OLD GREENWICH, CT
Past

February 1, 2019 - June 21, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
OLD GREENWICH, CT
Past

December 11, 2009 - February 1, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
OLD GREENWICH, CT
Past

December 17, 2008 - February 1, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
OLD GREENWICH, CT
Past

April 10, 2008 - November 24, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
GREENWICH, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/21/2021)
RR
Connecticut
(6/21/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/13/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/5/2024
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SM
SECURITIZE MARKETS, LLC
DISTRIBUTED TECHNOLOGY MARKETS LLC | SECURITIZE MARKETS, LLC | ORCHARD PLATFORM MARKETS, LLC

CRD#: 283256 / SEC#: , 8-69743

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
78 Sw 7th Street Suite 500, Miami, FL 33130
Mailing Address
78 Sw 7th Street Suite 500, Miami, FL 33130
Phone number
(646) 918-5012
Established
Delaware since 12/10/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SECURITIZE, INC.OWNER
NIKOLSON, JOSEPHCEO, CCO2831577
SILVESTRO, MICHELE ANNFINOP/PFO6960939

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SECURITIZE MARKETS, LLC

CRD#: 283256New York, NY 10001

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