Steven C. Perry

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CRD#: 5249657

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven C Perry was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 2007. Steven had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[The Capacity Model - Book; a book about how to build your capacity by increasing your education, habits, and relationships and reduce stress; 486 Summerfield Dr. Chanhassen, MN 55317; Start Date 02/2020; Role/Title: Owner; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours; responsible for writing it and publishing it as well as marketing the book] [Kingdom Minded Ventures LLC; Ecommerce store; 490 Bighorn Dr. Chanhassan MN 55317; Start Date 01/2020; Role/Title: Owner; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Book: The Sponsored Entrepreneur; This is a book about the different paths to entrepreneurship and how to become a financial professional; 490 Bighorn Dr Chanhassen, MN; Start Date 09/2021; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Kingdom Minded Properties LLC; This is a holding LLC that is for investing in real estate properties.; 490 Bighorn Dr Chanhassen, MN 55317; Start Date 11/2021; Role/Title: Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours;identify real estate investment opportunities, arranging for financing and completing the acquisition] [RIMI Board of Directors; Non profit that provides ministry and humanitarian assistance in India; 1949 Old Elm Rd Lindenhurst, IL 60046; Start Date 09/2022; Role/Title: Board Member; Not Investment Related; 5 hours per month; 5 hours per month during securities trading hours; review all operations and income statements and expense statements as well as provide general oversight and strategic planning for the organization from a board of directors level.]

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 12, 2014 - October 18, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

EDINA, MN

Past

August 24, 2007 - October 18, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

EDINA, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 5/24/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 10/1/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 7/5/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 8/23/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 8/8/2013

General Securities Principal Examination

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

3,190

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

EAGLE STRATEGIES DISCLOSURE BROCHURE (7/31/2026)

Regulatory assets under management

Total Number of Accounts	133,900
AUM (Assets Under Management)	$ 32,040,850,438

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/27/2026	Cover Page	Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven C. Perry

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 5/24/2014

Series 63

Passed: 10/1/2007

SIE

Passed: 10/1/2018

Series 7

Passed: 7/5/2011

Series 6

Passed: 8/23/2007

Series 24

Passed: 8/8/2013

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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