Calvin E. Williams

SIGNIFY WEALTH LLC

St. Louis, MO 63117

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CRD#: 5249455

Professional summary

Calvin Eric Williams, who also goes by Calvin Williams, is a registered financial advisor currently at SIGNIFY WEALTH LLC located in St. Louis, Missouri.

Calvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Calvin has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Calvin Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Calvin Eric Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2023 - Present

SIGNIFY WEALTH LLC

Office #1: 7750 Clayton Road Suite 100, St. Louis, MO 63117

RIA

CRD#: 160094

St. Louis, MO

Past

February 1, 2007 - August 2, 2007

EDWARD JONES

RIA

CRD#: 250

BRIDGETON, MO

Past

January 5, 2007 - August 2, 2007

EDWARD JONES

CRD#: 250

BRIDGETON, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGNIFY WEALTH LLC

NEXT WEALTH | STRATEGIC PARTNERS WEALTH MANAGEMENT | SIGNIFY WEALTH LLC

CRD#: 160094 / SEC#: 801-116909

RIA

Registered Investment Advisory firm - (7/5/2019 Approved)

Louisiana

Registered Investment Advisory firm - (8/12/2019 Terminated)

Missouri

Registered Investment Advisory firm - (8/9/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/31/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(1/31/2023)

IAR

Texas
(1/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/17/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/3/2007

General Securities Representative Examination

Current Firm

SIGNIFY WEALTH LLC

NEXT WEALTH | STRATEGIC PARTNERS WEALTH MANAGEMENT | SIGNIFY WEALTH LLC

CRD#: 160094 / SEC#: 801-116909

RIA

Registered Investment Advisory firm - (7/5/2019 Approved)

Louisiana

Registered Investment Advisory firm - (8/12/2019 Terminated)

Missouri

Registered Investment Advisory firm - (8/9/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/31/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2019 Terminated)

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Contact information

Main Address

7750 Clayton Road Suite 100, St. Louis, MO 63117

Mailing Address

Phone number

(314) 222-0295

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (7/25/2025)

Regulatory assets under management

Total Number of Accounts	406
AUM (Assets Under Management)	$ 283,707,850

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/23/2024	Cover Page	Report
06/28/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Calvin E. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Calvin Eric Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNIFY WEALTH LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

SIGNIFY WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2022

Series 66

Date: 1/17/2007

Series 7

Date: 1/3/2007

Current Firm

SIGNIFY WEALTH LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SIGNIFY WEALTH LLC

TRUST BUT VERIFY

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