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Melissa N. Osika

HERR CAPITAL MANAGEMENT LLC
Chicago, IL 60643
Some features on this profile are disabled
CRD#: 5249387
MO

Professional summary

Melissa Nicole Osika, who also goes by Melissa Nicole Bubash, Melissa Osika, is a registered financial advisor currently at HERR CAPITAL MANAGEMENT LLC located in Chicago, Illinois.

Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Melissa has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Melissa Nicole Bubash | Melissa Osika

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Herr Capital Management, LLC. 10231 South Western Ave, Suite 1, Chicago, IL 60643 Melissa is an investment advisory representative for Herr Capital Management, LLC. Herr Capital Management, LLC is a registered investment advisor providing fee based asset management, investment advisory and financial planning services. Approximately 75% to 80% of her time is spent on investment advisory business. She is available during office and market hours for any request related to broker-dealer and/or other business activities. 2)Melissa N. Osika - Insurance Agent. Melissa is a licensed insurance agent located at 10231 South Western Ave, Suite 1, Chicago, IL 60643 . She offers life, health, disability, long term care and fixed annuities. Non-investment related. Approximately 10-20% of her time is spent on insurance related activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Nicole Osika's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2017 - Present

HERR CAPITAL MANAGEMENT LLC

Office #1: 10231 S. Western Avenue Suite 1a, Chicago, IL 60643
RIA
CRD#: 122965
Chicago, IL
Past

January 3, 2017 - July 2, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
Chicago, IL
Past

February 18, 2014 - December 31, 2016

SSN ADVISORY, INC.

RIA
CRD#: 126090
BURR RIDGE, IL
Past

September 27, 2012 - December 31, 2016

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
BURR RIDGE, IL
Past

February 21, 2007 - September 6, 2012

WADDELL & REED

RIA
CRD#: 866
NAPERVILLE, IL
Past

December 6, 2006 - September 6, 2012

WADDELL & REED

BD
CRD#: 866
NAPERVILLE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(1/4/2017)
IAR
Pennsylvania
(9/16/2022)
IAR
Texas
(4/4/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/20/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/13/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/5/2006
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/13/2011
General Securities Principal Examination

Current Firm

HC
HERR CAPITAL MANAGEMENT LLC
HERR CAPITAL MANAGEMENT LLC

CRD#: 122965 / SEC#:

Illinois
Registered Investment Advisory firm - (6/6/2000 Approved)
Indiana
Registered Investment Advisory firm - (9/20/2012 Approved)
Pennsylvania
Registered Investment Advisory firm - (9/16/2022 Approved)
Texas
Registered Investment Advisory firm - (3/29/2019 Conditional Restricted)
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Contact information

Main Address
10231 S. Western Avenue Suite 1a, Chicago, IL 60643
Mailing Address
Phone number
(312) 697-1600
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts187
AUM (Assets Under Management)$ 68,455,786

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HERR CAPITAL MANAGEMENT LLC

CRD#: 122965Chicago, IL 60643

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