John S. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Scott Miller, who also goes by J. Scott Miller, John S Miller, Scott Miller, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2007. John had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2010 - November 13, 2012
KERCHEVILLE & COMPANY, INC.
March 23, 2007 - October 26, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 19, 2007 - October 26, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KERCHEVILLE & COMPANY, INC.
CRD#: 15871 / SEC#: , 8-32795
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
