JP
Jonathan Pliszka
HIGH KNOLL WEALTH ADVISORS
Lexington, KY 40507
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CRD#: 5249075
JP
Professional summary
Jonathan Pliszka, who also goes by Jonathan Robert Pliszka, Jonny Pliszka, is a registered financial advisor currently at HIGH KNOLL WEALTH ADVISORS, LLC located in Lexington, Kentucky.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jonathan has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan Robert Pliszka | Jonny Pliszka
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. University of Kentucky Is this business investment-related? No Business Address: 550 South Limestone, Lexington, KY 40506 Nature of Business: Public University (Higher Education) Position/Title/Relationship: Lecturer, Faculty Advisor Start Date: August 2024 Approximate Number of Hours per Month: 60 hours/month (approximately 40 during securities trading hours) Brief Description of Duties: Teach finance courses to undergraduate and graduate students and serve as faculty advisor for the Finance Society and student investment fund. Develop curriculum and support student career placement in finance-related roles. 2. AJP Properties, LLC Is this business investment-related? No Business Address: 115 W Short Street, Lexington, KY 40507 Nature of Business: Real Estate Holding Company Position/Title/Relationship: Member/Manager Start Date: May 2018 Approximate Number of Hours per Month: 3 hours/month (none during securities trading hours) Brief Description of Duties: Oversight of LLC property management, rental contracts, and accounting functions related to a commercial property. 3. Electrical Services of The Bluegrass, LLC Is this business investment-related? No Business Address: 115 W Short Street, Lexington, KY 40507 Nature of Business: Electrical Services and Residential Real Estate Partnership Position/Title/Relationship: Minority (10%) Partner Start Date: July 2023 Approximate Number of Hours per Month: Less than 1 hour/month (none during securities trading hours) Brief Description of Duties: Passive ownership in an electrical services business. Serve in a business advisory role.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2019 - Present
HIGH KNOLL WEALTH ADVISORS, LLC
Office #1: 115 W Short Street, Lexington, KY 40507RIA
CRD#: 300412
Lexington, KY
Past
December 1, 2014 - February 9, 2016
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(9/16/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HK
HIGH KNOLL WEALTH ADVISORS, LLC
HIGH KNOLL WEALTH ADVISORS, LLC
CRD#: 300412 / SEC#:
Kentucky
Registered Investment Advisory firm - (9/16/2019 Approved)Tennessee
Registered Investment Advisory firm - (11/13/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
115 W Short Street, Lexington, KY 40507
Mailing Address
Phone number
(859) 479-3877
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 9,425,314 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HIGH KNOLL WEALTH ADVISORS, LLC
CRD#: 300412Lexington, KY 40507TRUST BUT VERIFY
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