Thomas F. Zipser
Professional summary
Thomas Frederick Zipser, who also goes by Tom Zipser, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in East Amherst, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2007. Thomas has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Frederick Zipser's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2017 - Present
FOUR POINTS CAPITAL PARTNERS LLC
May 17, 2016 - May 18, 2017
SGMA CAPITAL MARKETS LIMITED
October 15, 2014 - April 10, 2015
ESPOSITO SECURITIES, LLC
September 27, 2007 - September 2, 2014
G.C. ANDERSEN PARTNERS CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2017)
(11/13/2022)
(7/28/2023)
(7/28/2023)
(11/13/2022)
(11/13/2022)
(7/10/2017)
(6/17/2025)
(11/17/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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