Peter S. Barrett

INVESTMENT ANALYTICS

Cincinnati, OH 45226

Some features on this profile are disabled

CRD#: 5248915

Professional summary

Peter S Barrett, who also goes by Peter Barrett, is a registered financial advisor currently at INVESTMENT ANALYTICS, LLC located in Cincinnati, Ohio.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Peter has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Barrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Peter Smith Barrett manages a two-family rental through Somerset Residences, LLC. There is no time involved in this activity during business hours Peter Smith Barrett is the Vice President of Barrett Family Investments, LLC in Cincinnati, Ohio. There is no time involved in this activity during business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter S Barrett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2022 - Present

INVESTMENT ANALYTICS, LLC

Office #1: 725 Delta Ave, Cincinnati, OH 45226

RIA

CRD#: 321918

Cincinnati, OH

Past

December 19, 2007 - July 12, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CINCINNATI, OH

Past

September 4, 2007 - July 12, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/27/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/27/2007

General Securities Representative Examination

Current Firm

INVESTMENT ANALYTICS, LLC

INVESTMENT ANALYTICS | INVESTMENT ANALYTICS, LLC

CRD#: 321918 / SEC#:

Ohio

Registered Investment Advisory firm - (9/14/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

725 Delta Ave, Cincinnati, OH 45226

Mailing Address

Phone number

(513) 960-6403

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 18,345,683

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter S. Barrett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter S Barrett's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT ANALYTICS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/2022

Series 66

Date: 9/27/2007

Series 7

Date: 8/27/2007

Current Firm

INVESTMENT ANALYTICS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTMENT ANALYTICS, LLC

TRUST BUT VERIFY

Similar Advisors