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JA

Jorge F. Aguilo

CG COMPASS (USA) LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 5248892
JA

Professional summary


Jorge Felipe Aguilo is a registered financial professional currently at CG COMPASS (USA) LLC located in New York, New York.

Jorge is registered as a RR (Registered Representative) and started their career in finance in 2007. Jorge has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jorge Felipe Aguilo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 15, 2007 - Present

CG COMPASS (USA) LLC

Office #1: 590 Madison Ave 33rd Floor, New York, NY 10022
BD
CRD#: 129837
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/10/2014)
RR
District of Columbia
(11/19/2014)
RR
Florida
(1/15/2007)
RR
Illinois
(11/24/2014)
RR
Maryland
(11/13/2014)
RR
Massachusetts
(11/10/2014)
RR
New York
(4/2/2007)
RR
Ohio
(11/12/2014)
RR
Oregon
(11/19/2014)
RR
Pennsylvania
(12/3/2014)
RR
Texas
(11/10/2014)
RR
Virginia
(11/25/2014)
RR
Washington
(11/10/2014)

Exams


State Security Law Exam
RR
Series 63
Date: 3/30/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/16/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


CC
CG COMPASS (USA) LLC
CG COMPASS (USA) LLC

CRD#: 129837 / SEC#: , 8-66263

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
590 Madison Ave 33rd Floor, New York, NY 10022
Mailing Address
590 Madison Ave 33rd Floor, New York, NY 10022
Phone number
(212) 355-7630
Established
Delaware since 10/01/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
COMPASS GROUP HOLDINGS INC.OWNER
ALVAREZ, ENRIQUEFINOP4622342
ALVIZUA, PEDRO GERARDOCHIEF COMPLIANCE OFFICER6441839
ROJAS PROVENZALI, HECTOR ARTUROCEO & EXECUTIVE REPRESENTATIVE6290965

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CG COMPASS (USA) LLC

CRD#: 129837New York, NY 10022

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