Jonathan K. Jefferies
Professional summary
Jonathan Kent Jefferies is a registered financial professional currently at JONESTRADING located in Daniel Island, South Carolina.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2007. Jonathan has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Kent Jefferies's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2020 - Present
JONESTRADING
Office #1: 880 Island Park Drive 3rd Floor, Daniel Island, SC 29492September 19, 2016 - September 1, 2020
WELLS FARGO SECURITIES, LLC
October 8, 2012 - September 15, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 23, 2010 - October 5, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
July 10, 2007 - August 6, 2010
B. RILEY SECURITIES, INC.
March 19, 2007 - June 8, 2007
VALMARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2020)
(3/13/2024)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(10/26/2020)
(3/20/2026)
(10/26/2020)
(10/26/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/12/2012
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
JONESTRADING
CRD#: 6888 / SEC#: , 8-26089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES & ASSOCIATES, INC. | HOLDING COMPANY | |
| BELL, JEREMY DAVID | CCO | 4498676 |
| CHMIELEWSKI, STEVEN ANDREW | DIRECTOR | 2066307 |
| COHEN, SHLOMO | DIRECTOR | 2877188 |
| COOK, BURKE MCCLAIN | CORPORATE SECRETARY / LEGAL COUNSEL | 4863190 |
| HILL, ALAN FINBAR | CEO / DIRECTOR | 5182098 |
| KIRSCH, WILLIAM TANNER | DIRECTOR | 5428522 |
| LEVEEN, JEFFREY EARLE JR | DIRECTOR | 2919172 |
| MICSKY, JEFFREY A | DIRECTOR | 4820920 |
| ONEIL, TIMOTHY DAWSON | EXECUTIVE CHAIRMAN | 2355507 |
| TESORO, ANTHONY JAMES | DIRECTOR | |
| TESORO, PHILLIP JAMES | DIRECTOR | 2009378 |
| WONG, JEFFREY RYAN | FINANCIAL AND OPERATIONS PRINCIPAL | 4428807 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
