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CO

Conor P. O'grady

FMSBONDS
North Miami Beach, FL 33180
Some features on this profile are disabled
CRD#: 5248577
CO

Professional summary


Conor Patrick O'grady, who also goes by Connor Patrick O'grady, is a registered financial professional currently at FMSBONDS, INC. located in North Miami Beach, Florida.

Conor is registered as a RR (Registered Representative) and started their career in finance in 2007. Conor has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Connor Patrick O'grady

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Conor Patrick O'grady's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 30, 2009 - Present

FMSBONDS, INC.

Office #1: 20660 West Dixie Hway, North Miami Beach, FL 33180
BD
CRD#: 7793
North Miami Beach, FL
Past

October 19, 2007 - July 22, 2009

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO
Past

April 9, 2007 - October 22, 2007

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
HIGHLANDS RANCH, CO
Past

February 7, 2007 - October 24, 2007

FMSBONDS, INC.

BD
CRD#: 7793
NORTH MIAMI BEACH, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/16/2009)
RR
Colorado
(7/30/2009)
RR
Florida
(7/30/2009)
RR
Georgia
(4/28/2010)
RR
Hawaii
(4/1/2010)
RR
Illinois
(2/11/2010)
RR
Maryland
(1/21/2010)
RR
Michigan
(10/14/2009)
RR
Minnesota
(3/18/2010)
RR
Nevada
(9/21/2009)
RR
New Jersey
(10/12/2009)
RR
New Mexico
(4/9/2010)
RR
New York
(7/30/2009)
RR
Ohio
(5/6/2010)
RR
Oregon
(3/11/2010)
RR
South Carolina
(1/15/2010)
RR
South Dakota
(11/6/2009)
RR
Texas
(10/8/2009)
RR
Utah
(3/3/2010)
RR
Virginia
(12/15/2009)
RR
Wisconsin
(10/22/2009)

Exams


State Security Law Exam
RR
Series 63
Date: 6/26/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FI
FMSBONDS, INC.
FIRST MIAMI SECURITIES, INC. | TAX-FREE BONDS.COM | TAX-FREE BONDS | FMSBONDS.COM | FMSBONDS, INC. | FMS,INC. | FMS, INC. | FMS BONDS, INC. | FMS BONDS

CRD#: 7793 / SEC#: , 8-23280

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
4775 Technology Way, Boca Raton, FL 33431
Mailing Address
4775 Technology Way, Boca Raton, FL 33431
Phone number
(800) 741-1103
Established
Florida since 08/11/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FEINSILVER, PAULCHAIRMAN OF THE BOARD500389
KLOTZ, JAMES ARNOLDPRESIDENT500438
GUERRISE, MATTHEW ANTHONYCHIEF COMPLIANCE OFFICER2673770
PARKER, ANNE MICHELLESROP AND CROP2226034
SELIGSOHN, MICHAEL STEVENCHIEF OPERATIONS OFFICER, VICE PRESIDENT2189850
SWINARSKI, THEODORE ANTHONYSENIOR VICE PRESIDENT - TRADING SUPERVISOR1584451

Disclosures


Regulatory Event11
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FMSBONDS, INC.

CRD#: 7793North Miami Beach, FL 33180

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