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AT

Adriano F. Tenente

BTG PACTUAL US CAPITAL
New York, NY 10022
Some features on this profile are disabled
CRD#: 5248572
AT

Professional summary

Adriano Fernandes Tenente, who also goes by Adriano Fernandes Tenente, Adriano Tenente, is a registered financial professional currently at BTG PACTUAL US CAPITAL, LLC located in New York, New York.

Adriano is registered as a RR (Registered Representative) and started their career in finance in 2006. Adriano has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adriano Fernandes Tenente | Adriano Tenente

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Adriano Fernandes Tenente's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 14, 2009 - Present

BTG PACTUAL US CAPITAL, LLC

Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022Office #2: 400 Atlantic Street 11th Floor, Stamford, CT 06901
BD
CRD#: 149486
New York, NY
Past

January 3, 2007 - October 16, 2009

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

December 7, 2006 - December 15, 2006

PACTUAL CAPITAL CORPORATION

BD
CRD#: 34569
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/11/2016)
RR
Connecticut
(5/11/2016)
RR
Delaware
(5/11/2016)
RR
Florida
(5/11/2016)
RR
Illinois
(5/11/2016)
RR
Massachusetts
(5/11/2016)
RR
Michigan
(5/11/2016)
RR
Missouri
(6/20/2023)
RR
New Jersey
(5/11/2016)
RR
New York
(12/15/2009)
RR
Ohio
(10/12/2023)
RR
Oklahoma
(10/12/2023)
RR
Pennsylvania
(5/11/2016)
RR
Texas
(5/11/2016)
RR
Wisconsin
(10/12/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/14/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/30/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/14/2007
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 1/10/2007
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/6/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/7/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/10/2009
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BTG PACTUAL US CAPITAL, LLC
BTG CAPITAL CORP. | BTG SECURITIES CORPORATION | BTG PACTUAL WEALTH MANAGEMENT | BTG PACTUAL US CAPITAL, LLC | BTG PACTUAL US CAPITAL LLC | BTG PACTUAL US CAPITAL CORP. | BTG PACTUAL US

CRD#: 149486 / SEC#: , 8-68148

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
601 Lexington Avenue 57th Floor, New York, NY 10022-6831
Mailing Address
601 Lexington Avenue 57th Floor, New York, NY 10022-6831
Phone number
(212) 293-4600
Established
Delaware since 05/07/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BTG PACTUAL NY CORPORATIONMANAGING MEMBER
CAMPOS, LUCIANACHIEF FINANCIAL OFFICER/FINOP5875481
LIMA PONTES, GUSTAVOCHIEF OPERATING OFFICER5910623
MORITZ CAVALCANTI, RENATOCO-CEO7626573
PARK, DEAN SANG YOONCHIEF COMPLIANCE OFFICER4096412
TENENTE, ADRIANO FERNANDESCO-CEO5248572

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BTG PACTUAL US CAPITAL, LLC

CRD#: 149486New York, NY 10022

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