Jamie L. Scales
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jamie Lynn Scales, who also goes by Jamie Lynn Stone, was a registered financial professional .
Jamie is a previously registered financial professional and started their career in finance in 2008. Jamie had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2008 - December 5, 2023
KCPAG FINANCIAL ADVISORS LLC
June 18, 2008 - May 23, 2019
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KCPAG FINANCIAL ADVISORS LLC
CRD#: 117491 / SEC#: 801-60922
Contact information
Regulatory assets under management
| Total Number of Accounts | 456 |
| AUM (Assets Under Management) | $ 19,041,038 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
