LISA M. COON
HIGHTOWER SECURITIES | Assistant Vice President, Client Experience Manager
Chicago, IL 60606-3414
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CRD#: 5248084
Professional summary
LISA M COON, who also goes by Lisa Marie Bedient, Lisa Marie Russell, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
LISA is registered as a RR (Registered Representative) and started their career in finance in 2007. LISA has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Biography
In the financial services industry since 2001, Lisa noticed something different when introduced to the 6 Meridian team - everyone is right where they should be. Or in her words, “Each team member knows his/her role, and everyone is excellent at what they do. I was both intimidated and energized by the dynamic."
Lisa’s role on the team is one of immense value to both advisors and clients. Lisa works closely with the client service team to ensure a seamless client on-boarding experience. Through every step of the process, Lisa monitors each detail from paperwork, funds movement and internal tracking systems. As one of the first experiences with our firm, our clients count on her precision and attention to detail. Embracing our commitment to the overall financial picture, Lisa is the key contact donor advised funds program which allows our clients to easily make meaningful financial contributions to their selected charity.
Among those of whom she’s most proud: “My family. And me for managing to be great at my job and as a mom.” Her husband, Kevin, daughters and grandkids couldn't agree more!
Question & Answer
Are you a "fiduciary"?
No
Aliases
Lisa Marie Bedient | Lisa Marie Russell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view LISA M COON's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2022 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414BD
CRD#: 116681
Chicago, IL
Past
September 12, 2016 - December 31, 2021
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Wichita, KS
Past
March 29, 2012 - September 19, 2016
MORGAN STANLEY
RIA
CRD#: 149777
WICHITA, KS
Past
June 1, 2009 - September 19, 2016
MORGAN STANLEY
BD
CRD#: 149777
WICHITA, KS
Past
November 21, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WICHITA, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(1/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
HIGHTOWER SECURITIES, LLC
Assistant Vice President, Client Experience ManagerCRD#: 116681Chicago, IL 60606-3414TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
