Steven P. Riemersma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven P Riemersma, who also goes by Steve Riemersma, Steven Riemersma, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2012. Steven had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 27, 2018 - July 20, 2023
LVZ, INC.
October 25, 2012 - December 31, 2016
NEXT FINANCIAL GROUP, INC.
February 21, 2012 - December 31, 2016
NEXT FINANCIAL GROUP, INC.
Primary Firm SEC Registration
LVZ, INC.
CRD#: 124228 / SEC#: 801-66772
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LVZ, INC.
CRD#: 124228 / SEC#: 801-66772
Contact information
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,242 |
| AUM (Assets Under Management) | $ 969,207,213 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
