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NM

Nathan K. Mccardell

ONEAMERICA SECURITIES
Lutz, FL 33558
Some features on this profile are disabled
CRD#: 5247983
NM

Professional summary

Nathan K Mccardell, who also goes by Nathan K Mccardell, Nathan Keith Mccardell, Nathan Kieth Mccardell, Nathan Mccardell, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Lutz, Florida.

Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Nathan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nathan K Mccardell | Nathan Keith Mccardell | Nathan Kieth Mccardell | Nathan Mccardell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan K Mccardell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Nathan K Mccardell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 24, 2023 - Present

ONEAMERICA SECURITIES, INC.

Office #1: 17953 Hunting Bow Circle Suite 101, Lutz, FL 33558
RIA
BD
CRD#: 4173
Lutz, FL
Current

February 23, 2023 - Present

ONEAMERICA SECURITIES, INC.

Office #1: 17953 Hunting Bow Circle Suite 101, Lutz, FL 33558
RIA
BD
CRD#: 4173
Lutz, FL
Past

May 19, 2022 - February 13, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
TAMPA, FL
Past

May 18, 2022 - February 13, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
TAMPA, FL
Past

December 15, 2021 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
TAMPA, FL
Past

December 21, 2018 - October 12, 2020

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
TAMPA, FL
Past

October 16, 2018 - October 12, 2020

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
TAMPA, FL
Past

June 13, 2016 - October 19, 2018

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
BOCA RATON, FL
Past

June 2, 2016 - October 19, 2018

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
BOCA RATON, FL
Past

October 2, 2014 - January 11, 2016

OSAIC SERVICES, INC.

RIA
CRD#: 133763
DOWNERS GROVE, IL
Past

August 27, 2014 - January 11, 2016

OSAIC SERVICES, INC.

BD
CRD#: 133763
DOWNERS GROVE, IL
Past

May 1, 2009 - May 13, 2014

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
WAUWATOSA, WI
Past

November 20, 2006 - May 13, 2014

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
WAUWATOSA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.

CRD#: 4173 / SEC#: 801-56819, 8-15009

RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/23/2023)
IAR
Florida
(2/24/2023)
IAR
Mississippi
(5/15/2025)
IAR
Ohio
(12/11/2024)
RR
Texas
(3/26/2024)
IAR
Texas
(3/26/2024)
RR
Wisconsin
(1/4/2024)
IAR
Wisconsin
(1/4/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/29/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/29/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/18/2006
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/11/2008
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ONEAMERICA SECURITIES, INC.
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.

CRD#: 4173 / SEC#: 801-56819, 8-15009

RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ONEAMERICA SECURITIES FORM ADV PART 2A APPENDIX 1 (3/31/2025)
ONEAMERICA SECURITIES FORM ADV PART 2A (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
AMERICAN UNITED LIFE INSURANCE COMPANYPARENT
BICKEL, KORY LLOYDCHIEF COMPLIANCE OFFICER5424722
CAYETANO, NICHOLAS ADAMAML OFFICER7237505
FLEETWOOD, MATTHEW THOMASCHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR4109266
HARTLEY, BRYAN KEITHFINOP5664171
HOYLE, JASON ANDREWDIRECTOR6027238
JUNKER, DAVID ADIRECTOR2442538
LIONBERGER, TAYLOR WSALES DEVELOPMENT DIRECTOR5931321
MCGOFF, SEAN PATRICKCHIEF COUNSEL & SECRETARY5801826
SANDELSKI, DENNIS JOSEPHAVP, TAX7244469
SMILEY, ERIC DAVIDVP, DIRECTOR OF OPERATIONS2978413
SNYDER, DANIEL RTREASURER7318687
WEYER, SHAUN CHRISTOPHERSALES DEVELOPMENT DIRECTOR4607359
YANG, CHUANMINGCHIEF INFORMATION SECURITY OFFICER7527042

Regulatory assets under management

Total Number of Accounts2,118
AUM (Assets Under Management)$ 299,940,768

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

CRD#: 4173Lutz, FL 33558

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