WB
William B. Bowe
BLACKROCK FUND ADVISORS
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 5247969
WB
Professional summary
William Brendan Bowe, who also goes by William B Bowe, is a registered financial advisor currently at BLACKROCK FUND ADVISORS located in San Francisco, California and BLACKROCK INVESTMENTS, LLC located in San Francisco, California.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. William has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William B Bowe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Brendan Bowe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 2012 - Present
BLACKROCK FUND ADVISORS
Office #1: 400 Howard Street, San Francisco, CA 94105RIA
CRD#: 105247
San Francisco, CA
Current
April 24, 2012 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 400 Howard Street, San Francisco, CA 94105BD
CRD#: 38642
San Francisco, CA
Past
December 24, 2009 - May 11, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SAN FRANCISCO, CA
Past
August 28, 2009 - May 11, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SAN FRANCISCO, CA
Past
June 9, 2008 - August 12, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BLACKROCK FUND ADVISORS
BARCLAYS GLOBAL FUND ADVISORS | BLACKROCK FUND ADVISORS
CRD#: 105247 / SEC#: 801-22609
RIA
Registered Investment Advisory firm - (11/15/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/27/2012)
RR
Alaska(4/27/2012)
RR
Arizona(4/27/2012)
RR
Arkansas(4/27/2012)
RR
California(4/24/2012)
IAR
California(4/24/2012)
RR
Colorado(4/27/2012)
RR
Connecticut(4/27/2012)
RR
Delaware(4/27/2012)
RR
District of Columbia(4/27/2012)
RR
Florida(4/27/2012)
RR
Georgia(4/27/2012)
RR
Hawaii(4/24/2012)
RR
Idaho(4/27/2012)
RR
Illinois(4/27/2012)
RR
Indiana(4/27/2012)
RR
Iowa(4/27/2012)
RR
Kansas(4/27/2012)
RR
Kentucky(4/27/2012)
RR
Louisiana(4/27/2012)
RR
Maine(4/27/2012)
RR
Maryland(4/27/2012)
RR
Massachusetts(4/27/2012)
RR
Michigan(4/27/2012)
RR
Minnesota(4/27/2012)
RR
Mississippi(4/27/2012)
RR
Missouri(4/27/2012)
RR
Montana(4/27/2012)
RR
Nebraska(4/27/2012)
RR
Nevada(4/27/2012)
RR
New Hampshire(4/27/2012)
RR
New Jersey(4/24/2012)
RR
New Mexico(4/27/2012)
RR
New York(4/24/2012)
RR
North Carolina(4/27/2012)
RR
North Dakota(4/27/2012)
RR
Ohio(4/27/2012)
RR
Oklahoma(4/27/2012)
RR
Oregon(4/27/2012)
RR
Pennsylvania(4/27/2012)
RR
Puerto Rico(4/27/2012)
RR
Rhode Island(4/27/2012)
RR
South Carolina(4/27/2012)
RR
South Dakota(4/27/2012)
RR
Tennessee(2/28/2023)
RR
Texas(4/27/2012)
RR
Utah(4/27/2012)
RR
Vermont(4/27/2012)
RR
Virgin Islands(4/27/2012)
RR
Virginia(4/27/2012)
RR
Washington(4/24/2012)
RR
West Virginia(4/27/2012)
RR
Wisconsin(4/27/2012)
RR
Wyoming(4/27/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BLACKROCK FUND ADVISORS
BARCLAYS GLOBAL FUND ADVISORS | BLACKROCK FUND ADVISORS
CRD#: 105247 / SEC#: 801-22609
RIA
Registered Investment Advisory firm - (11/15/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Howard Street, San Francisco, CA 94105
Mailing Address
Phone number
(415) 670-2000
Established
Firm type
Fiscal year end
# of Employees
126
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 541 |
| AUM (Assets Under Management) | $ 3,535,403,132,528 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
