Andrew M. Aldredge

THE ADVISORY RESOURCE GROUP

Tulsa, OK 74137

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CRD#: 5247721

Professional summary

Andrew Maxwell Aldredge, who also goes by Andy Maxwell Aldredge, is a registered financial advisor currently at THE ADVISORY RESOURCE GROUP, LLC located in Tulsa, Oklahoma and M. S. HOWELLS & CO. located in Bartlesville, Oklahoma.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Maxwell Aldredge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SEPT. 2008; ESTATE NEEDS ADVISORS, LLC; TULSA, OK; INVESTMENT RELATED; FIXED ANNUITIES AND INSURANCE; FINANCIAL ADVISOR; DEVOTE 3 HRS/MO DURING MARKET HOURS. 2) OCT. 2015; EJC PROPERTIES, LLC; BIXBY, OK; NON INVESTMENT RELATED; RENTAL PROPERTIES; PARTNER; MANAGEMENT OF RENTAL PROPERTIES; DEVOTE 3 HRS/MONTH DURING NON MARKET HOURS. 3) DEC. 2017; ADVISORY RESOURCE GROUP DBA COMPASS POINTE; TULSA, OK; INVESTMENT RELATED; ADVISORY; FINANCIAL ADVISOR; DEVOTE 30 HRS/MO DURING MARKET HOURS. 4) MAY 2020; RIVER TREES LLC, TAHLEQUAN, OK; NON INVESTMENT RELATED; MEMBER/SECRETARY; PROPERTY UPKEEP AND MAINTENANCE; DEVOTE LESS THAN 5 HOURS PER MONTH DURING NON MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Maxwell Aldredge's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2017 - Present

THE ADVISORY RESOURCE GROUP, LLC

Office #1: 4625 E. 91st Street, Tulsa, OK 74137

RIA

CRD#: 290110

Tulsa, OK

Current

December 18, 2017 - Present

M. S. HOWELLS & CO.

Office #1: 3654 Se Camelot Ste B, Bartlesville, OK 74006Office #2: 4625 E. 91st Street, Tulsa, OK 74137

CRD#: 104100

Bartlesville, OK

Past

September 30, 2008 - December 1, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

TULSA, OK

Past

September 30, 2008 - December 1, 2017

SII INVESTMENTS, INC.

CRD#: 2225

TULSA, OK

Past

March 27, 2007 - October 1, 2008

WADDELL & REED

RIA

CRD#: 866

TULSA, OK

Past

February 2, 2007 - October 1, 2008

WADDELL & REED

CRD#: 866

TULSA, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ADVISORY RESOURCE GROUP, LLC

COMPASS POINTE FINANCIAL | THE ADVISORY RESOURCE GROUP, LLC | COMPASS POINTE HOUSTON

CRD#: 290110 / SEC#: 801-111999

RIA

Registered Investment Advisory firm - (10/31/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/21/2018)

Arkansas
(2/2/2018)

Colorado
(9/11/2023)

Florida
(2/21/2018)

Georgia
(2/21/2018)

Kansas
(2/21/2018)

Massachusetts
(2/24/2023)

Michigan
(2/21/2018)

New Hampshire
(12/13/2021)

North Dakota
(2/21/2018)

Ohio
(2/22/2018)

IAR

Oklahoma
(12/1/2017)

Oklahoma
(12/18/2017)

Texas
(2/21/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/22/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE ADVISORY RESOURCE GROUP, LLC

COMPASS POINTE FINANCIAL | THE ADVISORY RESOURCE GROUP, LLC | COMPASS POINTE HOUSTON

CRD#: 290110 / SEC#: 801-111999

RIA

Registered Investment Advisory firm - (10/31/2017 Approved)

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Contact information

Main Address

4625 E. 91st Street, Tulsa, OK 74137

Mailing Address

Phone number

(918) 481-1934

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/25/2025)

PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,320
AUM (Assets Under Management)	$ 808,797,280

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew M. Aldredge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Maxwell Aldredge's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

THE ADVISORY RESOURCE GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/22/2007

SIE

Date: 10/1/2018

Series 7

Date: 2/1/2007

FINRA

Current Firm

THE ADVISORY RESOURCE GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE ADVISORY RESOURCE GROUP, LLC

TRUST BUT VERIFY

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