MW
Matthew T. Workman
APOLLON WEALTH MANAGEMENT
DENVER, CO 80202
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CRD#: 5247667
MW
Professional summary
Matthew Thomas Workman is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Denver, Colorado and PURSHE KAPLAN STERLING INVESTMENTS located in Greenwood Village, Colorado.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Apollon Wealth Management LLC. Investment Related. 6312 S Fiddlers Green Circle, Suite 300E Greenwood Village, CO 80111. RIA. Wealth Management Advisor / IAR. 12/11/2021. Hrs/month 160 all during trading hours. Investment management and advice given to clients. 2) Fixed Insurance. Investment Related. 6312 S Fiddlers Green Circle, Suite 300E Greenwood Village, CO 80111. Insurance Sales. Agent. 03/2023. Hrs/month 2 all during trading hours. Sales of fixed / traditional insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomas Workman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2022 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 950 17th Street, Denver, CO 80202RIA
CRD#: 291902
DENVER, CO
Current
March 28, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 6312 S. Fiddlers Green Circle Ste. 300e, Greenwood Village, CO 80111BD
CRD#: 35747
Greenwood Village, CO
Past
May 20, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
RIA
CRD#: 282140
Denver, CO
Past
May 20, 2016 - December 14, 2021
MOLONEY SECURITIES ASSET MANAGEMENT LLC
RIA
CRD#: 282448
Greenwood Village, CO
Past
May 20, 2016 - December 14, 2021
MOLONEY SECURITIES CO., INC.
BD
CRD#: 38535
Greenwood Village, CO
Past
October 27, 2014 - June 2, 2016
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
GREENWOOD VILLAGE, CO
Past
October 27, 2014 - June 2, 2016
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
GREENWOOD VILLAGE, CO
Past
July 2, 2012 - November 7, 2014
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
DENVER, CO
Past
July 26, 2011 - June 10, 2015
CAPITAL INVESTMENT MANAGEMENT
RIA
CRD#: 109924
DENVER, CO
Past
April 21, 2011 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
DENVER, CO
Past
May 14, 2010 - November 7, 2014
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
DENVER, CO
Past
January 11, 2008 - February 20, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
DENVER, CO
Past
February 19, 2007 - December 31, 2007
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(1/4/2022)
RR
Colorado(3/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
