AW
Amanda R. Whelchel
MMA SECURITIES LLC
Alpharetta, GA 30009
Some features on this profile are disabled
CRD#: 5247278
AW
Professional summary
Amanda Robinson Whelchel, who also goes by Amanda Jane Robinson, Amanda Robinson Whelchel, Amanda Robinson-whelchel, Amanda Jane Whelchel, is a registered financial professional currently at MMA SECURITIES LLC located in Alpharetta, Georgia.
Amanda is registered as a RR (Registered Representative) and started their career in finance in 2007. Amanda has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Amanda Jane Robinson | Amanda Robinson Whelchel | Amanda Robinson-Whelchel | Amanda Jane Whelchel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Amanda Robinson Whelchel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2022 - Present
MMA SECURITIES LLC
Office #1: 100 Kimball Place, Suite 300, Alpharetta, GA 30009RIA
BD
CRD#: 44254
Alpharetta, GA
Past
September 16, 2015 - July 6, 2022
FSC SECURITIES CORPORATION
BD
CRD#: 7461
JOHNS CREEK, GA
Past
January 7, 2009 - June 22, 2015
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
ATLANTA, GA
Past
January 10, 2007 - December 31, 2008
CBIZ FINANCIAL SOLUTIONS, INC.
BD
CRD#: 16678
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/19/2023)
RR
California(11/22/2024)
RR
Florida(7/19/2023)
RR
Georgia(7/1/2022)
RR
Illinois(7/19/2023)
RR
Kentucky(7/19/2023)
RR
Louisiana(7/19/2023)
RR
Michigan(7/19/2023)
RR
Mississippi(7/19/2023)
RR
New Mexico(7/19/2023)
RR
New York(7/19/2023)
RR
North Carolina(7/19/2023)
RR
Pennsylvania(7/19/2023)
RR
Rhode Island(11/22/2024)
RR
Tennessee(7/19/2023)
RR
Texas(7/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1166 Avenue Of The Americas, New York, NY 10036
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(917) 625-4069
Established
New Jersey since 02/03/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
179
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
