Bonnie H. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonnie Heather Hughes was a registered financial professional .
Bonnie is a previously registered financial professional and started their career in finance in 2006. Bonnie had worked at 4 firms and has passed the Series 63 and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2012 - May 1, 2013
CIC MARKET SOLUTIONS, INC.
July 13, 2010 - August 17, 2011
IA SECURITIES (USA) INC.
June 24, 2008 - March 16, 2009
WOLVERTON SECURITIES (USA), LTD.
December 4, 2006 - October 18, 2007
BLV SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 11/18/2006
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
CIC MARKET SOLUTIONS, INC.
CRD#: 47069 / SEC#: , 8-51649
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT INDUSTRIEL ET COMMERCIAL (CIC) | DIRECT OWNER | |
| ANGUE, GUILLAUME DANIEL | CHAIRMAN | 5251066 |
| BERENGUIER, RENAUD JEAN-MICHEL | BOARD MEMBER | 7453449 |
| ENGLESE, ALEX JOSEPH | CCO | 2634300 |
| ENGLESE, ALEX JOSEPH | PRESIDENT/CEO | 2634300 |
| FORTINO, ROBERT ANTHONY | FINOP/PFO | 1905741 |
| LANOE, GUILLAUME | BOARD MEMBER | 8048039 |
| MONRIQUE, YVES | BOARD MEMBER | 7226581 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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