Jason E. Thomas

ONE CAPITAL MANAGEMENT

WESTLAKE VILLAGE, CA 91361

CRD#: 5246996

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Professional summary

Jason Edward Thomas, CFP®, who also goes by Jason E Thomas, Jason Thomas, is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in Westlake Village, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jason has worked at 9 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason E Thomas | Jason Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Edward Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

April 11, 2025 - Present

ONE CAPITAL MANAGEMENT, LLC

Office #1: 3075 Townsgate Road Suite 350, Westlake Village, CA 91361

RIA

CRD#: 114861

WESTLAKE VILLAGE, CA

Past

October 18, 2021 - April 21, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

LOS ANGELES, CA

Past

October 18, 2021 - April 21, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

LOS ANGELES, CA

Past

October 31, 2019 - February 19, 2021

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Los Angeles, CA

Past

October 9, 2019 - February 19, 2021

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Irving, TX

Past

June 9, 2017 - July 16, 2019

PURE FINANCIAL ADVISORS, LLC

RIA

CRD#: 144316

Woodland Hills, CA

Past

October 19, 2010 - June 23, 2017

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

LOS ANGELES, CA

Past

October 12, 2010 - June 23, 2017

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

LOS ANGELES, CA

Past

May 16, 2008 - January 23, 2009

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

GLENDALE, CA

Past

May 16, 2008 - January 23, 2009

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

GLENDALE, CA

Past

February 7, 2007 - April 21, 2008

TD AMERITRADE, INC.

RIA

CRD#: 7870

BEVERLY HILLS, CA

Past

February 7, 2007 - April 21, 2008

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BEVERLY HILLS, CA

Past

February 7, 2007 - April 21, 2008

TD AMERITRADE, INC.

CRD#: 7870

BEVERLY HILLS, CA

Past

December 5, 2006 - February 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

GLENDALE, CA

Past

December 5, 2006 - February 9, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

GLENDALE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONE CAPITAL MANAGEMENT, LLC

FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC

CRD#: 114861 / SEC#: 801-60483

RIA

Registered Investment Advisory firm - (11/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/7/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/10/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/31/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/2006

General Securities Representative Examination

Current Firm

ONE CAPITAL MANAGEMENT, LLC

FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC

CRD#: 114861 / SEC#: 801-60483

RIA

Registered Investment Advisory firm - (11/5/2001 Approved)

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Contact information

Main Address

3075 Townsgate Road Suite 350, Westlake Village, CA 91361

Mailing Address

Phone number

(805) 409-8150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCM FORM ADV PART 2A NOVEMBER 14, 2025 (11/14/2025)

Regulatory assets under management

Total Number of Accounts	8,302
AUM (Assets Under Management)	$ 7,002,823,758

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2025	Cover Page	Report
01/17/2025	Cover Page	Report
04/16/2024	Cover Page	Report
02/12/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Jason E. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Edward Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX ADVISORY SERVICES

PURE FINANCIAL ADVISORS, LLC

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX ADVISORY SERVICES

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ONE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/7/2019

Series 66

Date: 1/10/2007

Series 7TO

Date: 10/31/2019

SIE

Date: 6/23/2017

Series 7

Date: 12/4/2006

Current Firm

ONE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ONE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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