Mayank Mohan

MUSEUM MILE FUNDS LLC

NEW YORK, NY

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CRD#: 5246963

Professional summary

Mayank Mohan is a registered financial advisor currently at MUSEUM MILE FUNDS LLC located in New York, New York.

Mayank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mayank has worked at 5 firms and has passed the Series 63, Series 3, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As a private person independent of Museum Mile Funds LLC, I provide non-investment-related consulting services to one small business called DesignbyRUCHI LLC, which is not an investment-related business, and is an interior design firm. Its address is 115 E 87th St #23D, New York, NY 10128. My position and relationship with the business is as an independent consultant. I spend approximately 3 hours/month on this business, all outside of securities trading hours. The start date of the relationship was 1/1/2024. My duties include helping with budgeting, photo shoots, staging, and client contracts.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mayank Mohan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2025 - Present

MUSEUM MILE FUNDS LLC

RIA

CRD#: 336827

NEW YORK, NY

Past

January 27, 2016 - July 16, 2019

MUFG SECURITIES AMERICAS INC.

CRD#: 19685

NEW YORK, NY

Past

June 28, 2012 - December 14, 2015

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

March 15, 2012 - June 29, 2012

SUNRISE BROKERS LLC

CRD#: 151012

NEW YORK, NY

Past

July 6, 2007 - February 14, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/26/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/21/2024

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 11/13/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/5/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/12/2018

General Securities Principal Examination

Current Firm

MUSEUM MILE FUNDS LLC

CRD#: 336827 / SEC#:

New York

Registered Investment Advisory firm - (8/25/2025 Approved)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(646) 580-8330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 763,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mayank Mohan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mayank Mohan's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUFG SECURITIES AMERICAS INC.

UBS SECURITIES LLC

SUNRISE BROKERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/26/2007

Series 3

Date: 11/21/2024

SIE

Date: 10/1/2018

Series 55

Date: 11/13/2007

Series 7

Date: 7/5/2007

Series 24

Date: 7/12/2018

Current Firm

MUSEUM MILE FUNDS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MUSEUM MILE FUNDS LLC

TRUST BUT VERIFY

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