Steven M. Diamond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Michael Diamond, who also goes by Steven Michael Diamond Mr., was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2006. Steven had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2016 - January 19, 2021
MDS WEALTH ADVISORS, LLC
October 18, 2007 - June 6, 2014
ATLAS PRIVATE WEALTH MANAGEMENT, LLC
November 14, 2006 - October 19, 2007
DION MONEY MANAGEMENT INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Current Firm
MDS WEALTH ADVISORS, LLC
CRD#: 171755 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 27,767,399 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
