Summer N. Caudle

SCISSORTAIL WEALTH MANAGEMENT

Tulsa, OK 74105

Some features on this profile are disabled

CRD#: 5245658

Professional summary

Summer N Caudle, who also goes by Summer N Brown, is a registered financial advisor currently at SCISSORTAIL WEALTH MANAGEMENT, LLC located in Tulsa, Oklahoma and LEVEL FOUR FINANCIAL, LLC located in Tulsa, Oklahoma.

Summer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Summer has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Summer N Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Scissortail Wealth Mgmt, 1203 E. 33rd Avenue STE 100, Tulsa, OK 74105, Investment Related, November 2018, Investment Advisory firm, Independent IA, Client Success Manager, administrative, 160 hours per month, 0 during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Summer N Caudle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2025 - Present

SCISSORTAIL WEALTH MANAGEMENT, LLC

Office #1: 1203 East 33rd Street Suite 100, Tulsa, OK 74105

RIA

CRD#: 297761

Tulsa, OK

Current

November 9, 2018 - Present

LEVEL FOUR FINANCIAL, LLC

Office #1: 1203 E. 33rd Street Suite 100, Tulsa, OK 74105

CRD#: 25700

Tulsa, OK

Past

November 9, 2018 - December 31, 2022

SCISSORTAIL WEALTH MANAGEMENT, LLC

RIA

CRD#: 297761

TULSA, OK

Past

March 11, 2009 - November 19, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

TULSA, OK

Past

March 11, 2009 - November 19, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

TULSA, OK

Past

January 8, 2008 - February 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TULSA, OK

Past

July 17, 2007 - February 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TULSA, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCISSORTAIL WEALTH MANAGEMENT, LLC

CRD#: 297761 / SEC#: 801-114094

RIA

Registered Investment Advisory firm - (10/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oklahoma
(11/9/2018)

IAR

Oklahoma
(1/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/27/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SCISSORTAIL WEALTH MANAGEMENT, LLC

CRD#: 297761 / SEC#: 801-114094

RIA

Registered Investment Advisory firm - (10/5/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1203 East 33rd Street Suite 100, Tulsa, OK 74105

Mailing Address

Phone number

(918) 956-0500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCISSORTAIL WRAP BROCHURE 2025 (3/25/2025)

SCISSORTAIL ADV 2A 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,571
AUM (Assets Under Management)	$ 587,542,847

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Darin Kight

LPL FINANCIAL LLC

IAR

Tulsa, OK

Thomas Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

Tulsa, OK

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Summer N. Caudle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Summer N Caudle's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEVEL FOUR FINANCIAL, LLC

SCISSORTAIL WEALTH MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SCISSORTAIL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/27/2007

SIE

Date: 10/1/2018

Series 7

Date: 7/16/2007

FINRA

Current Firm

SCISSORTAIL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCISSORTAIL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors