Jennifer S. Poland
Professional summary
Jennifer S Poland, who also goes by Jennifer Michelle Poland, Jennifer Spinner Poland, Jennifer Michelle Spinner, is a registered financial professional currently at CETERA INVESTMENT SERVICES LLC located in Pensacola, Florida.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2007. Jennifer has worked at 8 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer S Poland's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2026 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 101 West Garden Street, Pensacola, FL 32502September 5, 2025 - June 17, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 5, 2025 - June 17, 2026
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 19, 2019 - September 11, 2025
LPL FINANCIAL LLC
December 18, 2019 - September 11, 2025
LPL FINANCIAL LLC
May 20, 2016 - October 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 5, 2013 - October 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 12, 2010 - October 25, 2011
NAVY FEDERAL INVESTMENT SERVICES, LLC
April 2, 2007 - August 22, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - August 22, 2007
MORGAN STANLEY & CO. LLC
March 8, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
February 7, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2026)
(6/30/2026)
Exams
FINRA
Current Firm
CETERA INVESTMENT SERVICES LLC
CRD#: 15340 / SEC#: 801-45573, 8-31826
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| CASEY, SEAN PATRICK | VICE PRESIDENT | 2156290 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HANAU, JENNIFER LEIGH | VICE PRESIDENT | 2898698 |
| HOLWEGER, KIMBERLEY ANN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | CHIEF COMPLIANCE OFFICER | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| REINHOLZ, CHRISTOPHER JON | VICE PRESIDENT, DIRECTOR OF TRADING | 1961258 |
| RUMMEL, LEANN RENEE | MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1965155 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
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