Philip G. Morgner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Gant Morgner, who also goes by Philip G Morgner, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2007. Philip had worked at 3 firms and has passed the Series 65, Series 66, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2012 - August 23, 2013
GURTIN MUNICIPAL BOND MANAGEMENT
July 12, 2007 - January 21, 2009
WESTMOORE SECURITIES, INC.
March 14, 2007 - July 17, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 11, 2007 - July 17, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GURTIN MUNICIPAL BOND MANAGEMENT
CRD#: 143597 / SEC#: 801-68396
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,078 |
| AUM (Assets Under Management) | $ 20,585,127,367 |
Red Flags
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