Steven H. Pisano

SIMON QUICK ADVISORS

Morristown, NJ 07960

Some features on this profile are disabled

CRD#: 5245139

Professional summary

Steven Henry Pisano, AIF®, who also goes by Steven Pisano, is a registered financial advisor currently at SIMON QUICK ADVISORS, LLC located in Morristown, New Jersey.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Steven has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Pisano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Henry Pisano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 30, 2016 - Present

SIMON QUICK ADVISORS, LLC

Office #1: 360 Mt. Kemble Ave, Morristown, NJ 07960

RIA

CRD#: 132330

Morristown, NJ

Past

April 11, 2016 - July 29, 2016

DYNASTY WEALTH MANAGEMENT, LLC

RIA

CRD#: 153377

NEW YORK, NY

Past

April 4, 2016 - July 29, 2016

DYNASTY SECURITIES, LLC

CRD#: 159076

NEW YORK, NY

Past

November 8, 2012 - November 3, 2015

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

NEW YORK, NY

Past

November 8, 2012 - November 3, 2015

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

July 19, 2012 - November 14, 2012

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

NEW YORK, NY

Past

December 1, 2006 - November 14, 2012

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIMON QUICK ADVISORS, LLC

MASSEY QUICK SIMON & CO., LLC | SIMON QUICK ADVISORS, LLC | SIMON QUICK | MASSEY, QUICK & CO. LLC

CRD#: 132330 / SEC#: 801-63357

RIA

Registered Investment Advisory firm - (7/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/30/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/24/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/30/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/22/2008

General Securities Principal Examination

Current Firm

SIMON QUICK ADVISORS, LLC

MASSEY QUICK SIMON & CO., LLC | SIMON QUICK ADVISORS, LLC | SIMON QUICK | MASSEY, QUICK & CO. LLC

CRD#: 132330 / SEC#: 801-63357

RIA

Registered Investment Advisory firm - (7/16/2004 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

360 Mt. Kemble Ave, Morristown, NJ 07960

Mailing Address

Phone number

(973) 525-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIMON QUICK ADVISORS, LLC ADV PART 2A (6/13/2025)

Regulatory assets under management

Total Number of Accounts	3,710
AUM (Assets Under Management)	$ 7,072,626,223

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
10/11/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Shivam Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Summit, NJ

Elizabeth Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

IAR

Summit, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven H. Pisano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Henry Pisano's CRS (Customer Relationship Summary).

Certified licenses

Experience

DYNASTY WEALTH MANAGEMENT, LLC

DYNASTY SECURITIES, LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

SIMON QUICK ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/24/2008

SIE

Date: 7/29/2016

Series 7

Date: 11/30/2006

Series 24

Date: 9/22/2008

Current Firm

SIMON QUICK ADVISORS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SIMON QUICK ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors