Andy I. Chon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andy Inmoon Chon was a registered financial professional .
Andy is a previously registered financial professional and started their career in finance in 2008. Andy had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2014 - December 31, 2015
LAKE AVENUE FINANCIAL, LLC
June 5, 2014 - January 27, 2016
LPL FINANCIAL LLC
February 4, 2010 - May 6, 2014
A.G.P. / ALLIANCE GLOBAL PARTNERS
September 25, 2008 - May 6, 2014
A.G.P. / ALLIANCE GLOBAL PARTNERS
May 15, 2008 - June 11, 2008
EDWARD JONES
March 14, 2008 - June 11, 2008
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAKE AVENUE FINANCIAL, LLC
CRD#: 168946 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
