MW
Matthew L. Woods Weber
MEDALLION WEALTH ADVISORS
Farmington, CT 06032
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CRD#: 5244285
MW
Professional summary
Matthew L Woods Weber, CFP®, who also goes by Weber Matthew Woods, is a registered financial advisor currently at MEDALLION WEALTH ADVISORS, LLC located in Farmington, Connecticut.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Matthew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Weber Matthew Woods
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Highland Capital Brokerage: 1 Farm Glen Blvd. Farmington, CT 06032: Insurance: Investment Related? No: Start date 1/2013: Insurance agent/0% Ownership: $10000/year: 5 hrs/month: 2 hrs/month during marketing hours Medallion Wealth Advisors: 2 Bridgewater Rd. -Ste 201 Farmington, CT 06032: Investment planning and financial advisory: Investment related? Yes: Start date 01/2013: Investment advisor with IAR; 0% ownership: $160,000/year: 180 hrs/month: 180 hrs/month during marketing hours
CRS (Client Relationship Summary) - RIA
Click below to view Matthew L Woods Weber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
January 10, 2013 - Present
MEDALLION WEALTH ADVISORS, LLC
Office #1: 2 Bridgewater Road Suite 201, Farmington, CT 06032RIA
CRD#: 156064
Farmington, CT
Past
October 11, 2024 - December 31, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
FARMINGTON, CT
Past
January 4, 2013 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
FARMINGTON, CT
Past
June 1, 2009 - January 25, 2013
MORGAN STANLEY
RIA
CRD#: 149777
WEST HARTFORD, CT
Past
June 1, 2009 - January 25, 2013
MORGAN STANLEY
BD
CRD#: 149777
WEST HARTFORD, CT
Past
January 17, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
WEST HARTFORD, CT
Past
January 3, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WEST HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MEDALLION WEALTH ADVISORS, LLC
MEDALLION WEALTH ADVISORS, LLC
CRD#: 156064 / SEC#: 801-116959
RIA
Registered Investment Advisory firm - (7/15/2019 Approved)Connecticut
Registered Investment Advisory firm - (7/24/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (7/23/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/6/2019 Terminated)New Jersey
Registered Investment Advisory firm - (7/31/2019 Terminated)New York
Registered Investment Advisory firm - (7/23/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(1/10/2013)
IAR
Massachusetts(1/22/2014)
IAR
New Jersey(3/11/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MEDALLION WEALTH ADVISORS, LLC
MEDALLION WEALTH ADVISORS, LLC
CRD#: 156064 / SEC#: 801-116959
RIA
Registered Investment Advisory firm - (7/15/2019 Approved)Connecticut
Registered Investment Advisory firm - (7/24/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (7/23/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/6/2019 Terminated)New Jersey
Registered Investment Advisory firm - (7/31/2019 Terminated)New York
Registered Investment Advisory firm - (7/23/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Bridgewater Road Suite 201, Farmington, CT 06032
Mailing Address
Phone number
(860) 967-3032
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,493 |
| AUM (Assets Under Management) | $ 407,428,379 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
