Samar Farhangi

OCEAN PARK ASSET MANAGEMENT

Lake Forest, CA

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CRD#: 5244270

Professional summary

Samar Farhangi, CFP®, who also goes by Samar Faghih-nasiri, Samar Faghih Nasiri, Samar Nasiri, is a registered financial advisor currently at OCEAN PARK ASSET MANAGEMENT, LLC located in Lake Forest, California and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Samar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Samar has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samar Faghih-Nasiri | Samar Faghih Nasiri | Samar Nasiri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MS. NASIRI IS THE MANAGING DIRECTOR OF SUNDOWNER SAFARIS, LLC, LOCATED AT 15 QUINTESSA CIRCLE, LAS VEGAS, NV 89141. MS. NASIRI BEGAN THIS NON-INVESTMENT RELATED ACTIVITY IN MARCH 2022 AND SPENDS 20 HOURS PER MONTH PLANNING SAFARI TRIPS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samar Farhangi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 9, 2024 - Present

OCEAN PARK ASSET MANAGEMENT, LLC

RIA

CRD#: 145634

Lake Forest, CA

Current

November 11, 2015 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022

CRD#: 126159

Elkhorn, NE

Past

December 8, 2015 - December 23, 2024

SIERRA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106615

SANTA MONICA, CA

Past

September 27, 2013 - May 7, 2015

VERTICAL CAPITAL ASSET MANAGEMENT, LLC

RIA

CRD#: 158382

IRVINE, CA

Past

April 11, 2013 - May 7, 2015

VERTICAL CAPITAL SECURITIES, LLC

CRD#: 154697

IRVINE, CA

Past

January 5, 2011 - October 16, 2012

HARRISDIRECT LLC

RIA

CRD#: 42159

ARLINGTON, VA

Past

January 5, 2011 - October 16, 2012

E*TRADE SECURITIES LLC

CRD#: 29106

LOS ANGELES, CA

Past

March 11, 2009 - January 3, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

IRVINE, CA

Past

September 22, 2008 - February 13, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

IRVINE, CA

Past

September 22, 2008 - February 13, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

IRVINE, CA

Past

August 6, 2008 - September 2, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

IRVINE, CA

Past

June 24, 2008 - September 2, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OCEAN PARK ASSET MANAGEMENT, LLC

OCEAN PARK ASSET MANAGEMENT, LLC | WRIGHT FUND MANAGEMENT, LLC | SIERRA MUTUAL FUNDS | OCEAN PARK MUTUAL FUNDS | OCEAN PARK ETFS

CRD#: 145634 / SEC#: 801-68554

RIA

Registered Investment Advisory firm - (11/30/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/11/2015)

IAR

California
(12/9/2024)

Nebraska
(7/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OCEAN PARK ASSET MANAGEMENT, LLC

OCEAN PARK ASSET MANAGEMENT, LLC | WRIGHT FUND MANAGEMENT, LLC | SIERRA MUTUAL FUNDS | OCEAN PARK MUTUAL FUNDS | OCEAN PARK ETFS

CRD#: 145634 / SEC#: 801-68554

RIA

Registered Investment Advisory firm - (11/30/2007 Approved)

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Contact information

Main Address

3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405

Mailing Address

Phone number

(310) 452-1887

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCEAN PARK ASSET MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (3/31/2025)

OCEAN PARK ASSET MANAGEMENT, LLC JOINT ADVISORY PROGRAM WRAP FEE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	292
AUM (Assets Under Management)	$ 4,872,145,667

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samar Farhangi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samar Farhangi's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

SIERRA INVESTMENT MANAGEMENT, LLC

VERTICAL CAPITAL ASSET MANAGEMENT, LLC

VERTICAL CAPITAL SECURITIES, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

FIDELITY BROKERAGE SERVICES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

OCEAN PARK ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/2008

SIE

Date: 10/1/2018

Series 7

Date: 6/23/2008

FINRA

Current Firm

OCEAN PARK ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OCEAN PARK ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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