Lisa A. Chacon

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT

Gainesville, FL 32653

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CRD#: 5244124

Professional summary

Lisa Ann Chacon, CFP®, who also goes by Lisa Chacon, Lisa Ann Cornelius, is a registered financial advisor currently at CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC located in Gainesville, Florida.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Lisa has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Chacon | Lisa Ann Cornelius

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Chacon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

September 22, 2010 - Present

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

Office #1: 6208 Nw 43rd Street, Gainesville, FL 32653

RIA

CRD#: 154242

Gainesville, FL

Past

June 11, 2009 - November 3, 2010

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

GAINESVILLE, FL

Past

February 20, 2009 - November 3, 2010

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

GAINESVILLE, FL

Past

January 16, 2007 - March 4, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

GAINSVILLE, FL

Past

January 1, 2007 - March 4, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

GAINSVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT | CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

CRD#: 154242 / SEC#: 801-123284

RIA

Registered Investment Advisory firm - (2/18/2022 Approved)

California

Registered Investment Advisory firm - (5/5/2022 Terminated)

Florida

Registered Investment Advisory firm - (4/5/2022 Terminated)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (4/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/12/2010)

IAR

Florida
(9/22/2010)

IAR

Georgia
(2/28/2020)

IAR

Louisiana
(9/2/2014)

IAR

Texas
(12/3/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/21/2006

General Securities Representative Examination

Current Firm

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT | CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

CRD#: 154242 / SEC#: 801-123284

RIA

Registered Investment Advisory firm - (2/18/2022 Approved)

California

Registered Investment Advisory firm - (5/5/2022 Terminated)

Florida

Registered Investment Advisory firm - (4/5/2022 Terminated)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (4/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2022 Terminated)

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Contact information

Main Address

6208 Nw 43rd Street, Gainesville, FL 32653

Mailing Address

Phone number

(888) 392-8007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (3/9/2026)

Regulatory assets under management

Total Number of Accounts	675
AUM (Assets Under Management)	$ 90,324,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa A. Chacon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Chacon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2007

Series 7

Date: 12/21/2006

Current Firm

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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