Christopher L. Farver

CLARIS FINANCIAL

Glen Allen, VA 23060

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CRD#: 5244099

Professional summary

Christopher Lee Farver is a registered financial advisor currently at CLARIS FINANCIAL, LLC located in Glen Allen, Virginia.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Lee Farver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2016 - Present

CLARIS FINANCIAL, LLC

Office #1: 4510 Cox Rd. Suite 302, Glen Allen, VA 23060

RIA

CRD#: 168503

Glen Allen, VA

Past

May 11, 2017 - October 5, 2022

TRIAD ADVISORS LLC

CRD#: 25803

Glen Allen, VA

Past

May 24, 2016 - May 24, 2016

CLARIS FINANCIAL, LLC

RIA

CRD#: 168503

GLEN ALLEN, VA

Past

October 15, 2015 - October 7, 2016

THE MAIN STREET GROUP

RIA

CRD#: 175502

GLEN ALLEN, VA

Past

February 26, 2010 - November 13, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

GLEN ALLEN, VA

Past

February 26, 2010 - May 23, 2017

LPL FINANCIAL LLC

CRD#: 6413

GLEN ALLEN, VA

Past

January 26, 2007 - March 2, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RICHMOND, VA

Past

December 13, 2006 - March 2, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARIS FINANCIAL, LLC

CRD#: 168503 / SEC#: 801-115295

RIA

Registered Investment Advisory firm - (5/16/2019 Approved)

Louisiana

Registered Investment Advisory firm - (6/12/2019 Terminated)

Maryland

Registered Investment Advisory firm - (6/18/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2019 Terminated)

Virginia

Registered Investment Advisory firm - (6/7/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(9/19/2016)

IAR

Virginia
(10/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/2006

General Securities Representative Examination

Current Firm

CLARIS FINANCIAL, LLC

CRD#: 168503 / SEC#: 801-115295

RIA

Registered Investment Advisory firm - (5/16/2019 Approved)

Louisiana

Registered Investment Advisory firm - (6/12/2019 Terminated)

Maryland

Registered Investment Advisory firm - (6/18/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2019 Terminated)

Virginia

Registered Investment Advisory firm - (6/7/2019 Terminated)

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Contact information

Main Address

4510 Cox Rd. Suite 302, Glen Allen, VA 23060

Mailing Address

Phone number

(804) 935-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLARIS ADV PART 2A - 09-25-2025 (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,114
AUM (Assets Under Management)	$ 285,968,222

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher L. Farver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Lee Farver's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

CLARIS FINANCIAL, LLC

THE MAIN STREET GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CLARIS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/12/2006

Current Firm

CLARIS FINANCIAL, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARIS FINANCIAL, LLC

TRUST BUT VERIFY

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