Bonnie M. Bruce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonnie M Bruce, who also goes by Bonnie Marchitto Ballengee, Bonnie Ballengee, Bonnie M Kulinichenko, Bonnie R Marchitto, Bonnie Ruth Marchitto, was a registered financial professional .
Bonnie is a previously registered financial professional and started their career in finance in 2007. Bonnie had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2013 - October 21, 2013
FIRST CITIZENS SECURITIES CORPORATION
July 1, 2008 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
June 26, 2008 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
January 25, 2008 - May 5, 2008
WELLS FARGO CLEARING SERVICES, LLC
November 14, 2007 - May 5, 2008
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST CITIZENS SECURITIES CORPORATION
CRD#: 140161 / SEC#: , 8-67287
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST, INC. | PARENT | |
| BRYANT, SHARON WALTERS | DIRECTOR | 2251221 |
| HARRIS, BARRY PALMER IV | DIRECTOR | 1965172 |
| SPIRES, ROBERT EDWARD JR | DIRECTOR; DIRECTOR OF COMPLIANCE & OPERATIONS; FINOP; CCO; CFO | 2311376 |
| WALKER, KEITH WILLIAM | PRESIDENT | 2690232 |
| WILLINGHAM, EDWARD LEE IV | DIRECTOR | 5667294 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR | 4301352 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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