Alan L. Bergin

FEG

Dallas, TX 75219

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CRD#: 5243872

Professional summary

Alan L Bergin, who also goes by Alan Bergin, is a registered financial advisor currently at FEG located in Dallas, Texas.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Alan has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Bergin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan L Bergin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2017 - Present

FEG

Office #1: 3500 Oak Lawn Ave Suite 400, Dallas, TX 75219

RIA

CRD#: 121658

Dallas, TX

Past

January 5, 2007 - February 1, 2017

LARRY THOMPSON & ASSOCIATES, INC.

RIA

CRD#: 112258

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FEG

FEG | INVESTMENT ADVISOR ACQUISITION SUBSIDIARY, LLC | FUND EVALUATION GROUP, LLC | FEG INVESTMENT ADVISORS

CRD#: 121658 / SEC#: 801-61324

RIA

Registered Investment Advisory firm - (6/30/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(2/10/2017)

IAR

Texas
(2/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FEG

FEG | INVESTMENT ADVISOR ACQUISITION SUBSIDIARY, LLC | FUND EVALUATION GROUP, LLC | FEG INVESTMENT ADVISORS

CRD#: 121658 / SEC#: 801-61324

RIA

Registered Investment Advisory firm - (6/30/2002 Approved)

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Contact information

Main Address

201 East Fifth Street Suite 1600, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 977-4400

Established

Firm type

Fiscal year end

# of Employees

130

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUND EVALUATION GROUP LLC ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	188
AUM (Assets Under Management)	$ 20,565,989,191

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/20/2024	Cover Page	Report
12/20/2023	Cover Page	Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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