VG

Vega D. Girodo

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CRD#: 5243807
VG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vega Drew Girodo, who also goes by Vega Drew Girodo Mrs., was a registered financial professional .

Vega is a previously registered financial professional and started their career in finance in 2000. Vega had worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Vega Drew Girodo Mrs.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 3, 2000 - April 15, 2025

PALM BEACH FINANCIAL ADVISORS, INC.

RIA
CRD#: 142275
PALM BEACH, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam

Current Firm


PB
PALM BEACH FINANCIAL ADVISORS, INC.
PALM BEACH FINANCIAL ADVISORS, INC.

CRD#: 142275 / SEC#:

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Contact information


Main Address
2135 S. Congress Avenue Suite 1c, Palm Beach, FL 33406
Mailing Address
Phone number
(561) 963-7002
Established
Firm type
Fiscal year end
# of Employees
3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PALM BEACH FINANCIAL ADVISORS, INC.

CRD#: 142275

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