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Susan Michelle Kyle

CRD# 5243778·Registered 2007 - 2024
Previously Registered: Being a previously registered professional could mean that Susan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Susan Michelle Kyle, who also goes by Susan M Kyle, Susan Michele Kyle, was a registered financial advisor. Susan was a previously registered financial professional and started their career in finance 2007 - 2024. Susan had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Susan M Kyle, Susan Michele Kyle

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

VALMARK SECURITIES, INC.·CRD# 31243
BD
Houston, TX
July 24, 2023 - August 1, 2024
WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.·CRD# 119127
RIA
Houston, TX
January 4, 2019 - October 29, 2021
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
RIA
Spring, TX
September 28, 2017 - July 24, 2023
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Spring, TX
August 23, 2017 - July 24, 2023
WADDELL & REED·CRD# 866
RIA
Humble, TX
June 6, 2014 - August 24, 2017
WADDELL & REED·CRD# 866
BD
Humble, TX
June 6, 2014 - August 24, 2017
FORESTERS ADVISORY SERVICES, LLC·CRD# 164663
RIA
Houston, TX
June 2, 2014 - June 9, 2014
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Houston, TX
October 7, 2010 - June 9, 2014
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Houston, TX
January 15, 2007 - December 8, 2009

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Current Firm

VS
VALMARK SECURITIES, INC.

VALMARK SECURITIES, INC.

CRD#: 31243 / SEC#: 8-45463
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

130 Springside Drive Suite 300, Akron, OH 44333-2431

Mailing Address

130 Springside Drive Suite 300, Akron, OH 44333-2431

Phone Number

(800) 765-5201

Established

Ohio since 12/08/1992

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VALMARK INVESTMENTS, LLCSHAREHOLDER—
CALLAHAN, CALEB JONATHANEVP, CHIEF OPERATING OFFICER5011454
KOZENKO, ELIZABETH ERINFINOP6218110
RYBKA, LAWRENCE JOSEPHPRESIDENT, CEO1661511
WILBURN, DOUGLAS FREDERICKCHIEF COMPLIANCE OFFICER/GENERAL COUNSEL1407686

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PENN MUTUAL SOUTH | POSITION HELD: AGENT- | ADDRESS: 6 RED STABLE CT, SPRING, TX 77380 | START DATE: 2017-07-02 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 10-25 HOURS | APPROX TRADING HRS PER MTH: 10-25 HOURS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) PROPERTY OWNER | INVESTMENT RELATED: NO | DBA NAME: SUSAN KYLE | POSITION HELD: PROPRIETOR/OWNER |ADDRESS: 2012 BRISTLECONE PL. SPRING, TEX. 77380 | START DATE: 10/29/2019 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: LANDLORD, FIXING HOUSEHOLD ISSUES; RENT. 3) LANDLORD | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 31 RUSH HAVEN DR. SPRING, TX 77381 | START DATE: 2/17/2021 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: CLLOECT RENTS : KEEPING PROPERTY UPDATE TO CODE AND SAFE FOR TENANTS 4) SWIM COACH POSITION: Employee NATURE: Local summer swim team coach INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 8203 Millenium Forest Dr., Spring TX 77381, United States DESCRIPTION: Teaching children how to swim competitively.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2014About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2007About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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